Tag: Money Market Fund
SEC Adopts Money Market Fund Rule Without Swing Pricing
The SEC amends money market fund rule to remove redemption gates and increase minimum portfolio liquidity requirements; does not require swing pricing but requires new liquidity fee for institutional prime and institutional tax-exempt money market funds.
July 21, 2023
Tags: Form PF, Money Market Fund
SEC’s Birdthistle discusses fees, proxy voting, money market fund reform, and LIBOR, announces expiration of no-action position related to MiFID II.
August 02, 2022
Tags: Libor, MiFID II, Money Market Fund, Private Funds
FSOC Continues to Target Money-Market, Hedge, Open-End Funds
The FSOC will continue to focus on potential systemic risks posed by hedge funds, open-end funds, and money-market funds through 2022.
February 16, 2022
Tags: FSOC, Hedge Funds, Money Market Fund, Mutual Funds, Systemic Risk
Federal Agencies Release Spring 2021 Regulatory Agendas
Federal Agencies Release Spring 2021 Regulatory Agendas Focus on ESG Disclosure, Custody, Proxy Voting, Cross-Trading, Money Market Funds June 16, 2021 Federal agencies recently released the spring 2021 update...
June 16, 2021
Tags: Accredited Investor, CFTC, Custody, DOL, ESG, Marketing Rule, Money Market Fund, Proxy Voting, Regulatory Agendas, SEC Investment Management
SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR; CFTC Receives Recommendation for Best Practice Benchmark to Replace LIBOR June 15, 2021 In his first remarks to...
June 15, 2021
Tags: CFTC, Derivatives, FSOC, Gary Gensler, Libor, Money Market Fund, Regulatory Agendas, Rostin Behnam
SEC Withdraws Certain COVID Relief for Funds, Issues Report on Prime Money Market Fund Activity at Onset of Pandemic April 27, 2021 The SEC’s Division of Investment Management is...
April 27, 2021
Tags: Coronavirus, COVID-19, Division of Investment Management, Money Market Fund, Mutual Funds
SEC Requests Comment on Money Market Fund Report
SEC Requests Comment on Money Market Fund Report February 10, 2021 The SEC is requesting public comment on potential reforms for money market funds that were discussed in a...
February 10, 2021
Tags: Coronavirus, COVID-19, Dalia Blass, Money Market Fund, SEC Investment Management
SEC Requests Feedback on Money Market Fund Report
SEC Requests Feedback on Money Market Fund Report December 28, 2020 The SEC’s Division of Investment Management is seeking feedback on a report by the President’s Working Group on...
December 28, 2020
Tags: Coronavirus, COVID-19, Dalia Blass, Industry Trends, Money Market Fund, SEC Investment Management
OCIE Issues Risk Alert on Investment Company, Money Market Fund, and Target Date Fund Compliance Issues November 25, 2019 The SEC’s Office of Compliance Inspections and Examinations (OCIE) has published...
November 25, 2019
Tags: OCIE, Investment Company, Money Market Fund, Risk Alert, Target Date Fund
SEC Adopts Amendments to Shareholder Proposal Rule, Raising the Bar for Submission and Resubmission of Shareholder Proposals October 2, 2020 In a 3-2 vote, the SEC has adopted amendments...
October 02, 2020
Tags: 12b-1 Fees, Best Execution, Conflicts of Interest, Money Market Fund, Mutual Funds, Revenue Sharing, SEC Enforcement, Share Class Disclosure
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