Mutual Fund Archives

SEC Fines Broker for Misrepresenting that its Automated Calculator Selected the Most Economical Mutual Fund Share Class for Customers

SEC Fines Broker for Misrepresenting that its Automated Calculator Selected the Most Economical Mutual Fund Share Class for Customers November 25, 2019 In a case that will have ramifications...

November 25, 2019

Tags: Mutual Fund, SEC Enforcement, Share Class Disclosure

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