Preemption Archives

IAA Comments on NASAA’s Proposed REIT Guidelines

IAA comments on NASAA proposal on non-traded REITs; objects to applying the proposal and the concentration limit to SEC-registered advisers.

September 20, 2022

Tags: NASAA, NSMIA, Preemption, States

Massachusetts Holds Hearing on Fiduciary Proposal

Massachusetts Holds Hearing on Fiduciary Proposal Securities Division Says SEC’s Reg BI Fails to Protect Investors from Conflicts of Interest Updated January 16, 2020 The Massachusetts Securities Division issued...

January 16, 2020

Tags: Fiduciary, Massachusetts, Preemption, States

Massachusetts Issues Fiduciary Proposal, Sets January 7 Hearing

Massachusetts Issues Fiduciary Proposal, Sets January 7 Hearing Securities Division Says SEC’s Reg BI Fails to Protect Investors from Conflicts of Interest December 18, 2019 The Massachusetts Securities Division...

December 18, 2019

Tags: Fiduciary, Massachusetts, Preemption, States

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