Tag: Proxy Rule
SEC Proposes Troubling Amendments to Proxy Rules Related to Proxy Voting Advice and Shareholder Proposals November 26, 2019 In a 3-2, party line vote, the SEC proposed amendments to...
November 26, 2019
Tags: Proxy Rule, Proxy Voting Advisory Firms, Shareholder Proposals
At IAA Conference, SEC’s Lee Expresses Advertising Rule Concerns, Criticizes Proxy Proposals as “Opposite of Investor Empowerment” Updated March 9, 2020 Watch the Video In her keynote address at...
March 09, 2020
Tags: Advertising Rule, Allison Herren Lee, Compliance Conference, Proxy Advisory Firms, Proxy Rule
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