SEC Appointments Archives

Richard Best Named Director of SEC’s Division of Examinations

Richard Best named Director of the SEC’s Division of Examinations.

May 25, 2022

Tags: SEC Appointments, SEC Examinations

Biden Announces SEC Nominees

Jaime Lizárraga and Mark Uyeda have been nominated to fill the two SEC commissioner vacancies.

April 08, 2022

Tags: SEC, SEC Appointments

Commissioner Lee Departing the SEC

Allison Herren Lee, who has served as an SEC Commissioner since July 2019, announced that she will be stepping down from her post when her term expires in June.

March 18, 2022

Tags: Allison Herren Lee, SEC Appointments

Commissioner Roisman Departing the SEC

Democrats will have a 3-1 majority on the SEC once Commissioner Elad Roisman's resignation takes effect at the end of January 2022.

December 21, 2021

Tags: Elad Roisman, SEC Appointments

William Birdthistle Appointed SEC Investment Management Director

Chicago-Kent College of Law Professor William Birdthistle has been named Director of the SEC’s Division of Investment Management.

December 21, 2021

Tags: SEC Appointments, SEC Investment Management

MIT Professor Named Director of SEC’s Division of Trading and Markets

MIT Finance Professor and National Bureau of Economic Research associate Haoxiang Zhu will lead Trading and Markets at the SEC.

November 22, 2021

Tags: SEC Appointments

SEC Names Gregus Director of Chicago Regional Office

The SEC has named Daniel R. Gregus as Director of its Chicago Regional Office. Gregus is a 28-year veteran of the SEC, where he has held various leadership positions in...

November 22, 2021

Tags: SEC Appointments

SEC Chair Names Additional Members of Policy Team

SEC Chair Names Additional Members of Policy Team July 20, 2021 SEC Chair Gary Gensler has named five new members of his policy team, which is led by Policy...

July 20, 2021

Tags: ESG, Gary Gensler, SEC Appointments

Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director

Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director July 14, 2021 Peter Driscoll at the 2020 IAA Compliance Conference Peter Driscoll, who has led the...

July 14, 2021

Tags: Daniel Kahl, Peter Driscoll, SEC Appointments

SEC Chair Names New Corp Fin Director, General Counsel

SEC Chair Names New Corp Fin Director, General Counsel June 15, 2021 Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead...

June 15, 2021

Tags: John Coates, Renee Jones, SEC Appointments, SEC Corporation Finance

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