Tag: SEC Appointments
SEC Names Director of Atlanta Regional Office
SEC Names Director of Atlanta Regional Office December 15, 2020 The SEC has named Nekia Hackworth Jones as Director of its Atlanta Regional Office. Jones will join the SEC...
December 15, 2020
Tags: SEC Appointments
Agencies Announce More Leadership Changes
Agencies Announce More Leadership Changes December 10, 2020 CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after...
December 10, 2020
Tags: CFTC, Heath Tarbert, Jay Clayton, SEC Appointments, Stephanie Avakian
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program April 27, 2020 Louis Gracia and Vanessa Horton have been named Associate Directors of the Investment Adviser/Investment Company...
April 27, 2020
Tags: SEC Appointments
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director of Atlanta Office August 24, 2020 The SEC has named Marc P. Berger as...
August 24, 2020
Tags: SEC Appointments, SEC Enforcement
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
