Tag: SEC Corporation Finance
SEC Chair Names New Corp Fin Director, General Counsel
SEC Chair Names New Corp Fin Director, General Counsel June 15, 2021 Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead...
June 15, 2021
Tags: John Coates, Renee Jones, SEC Appointments, SEC Corporation Finance
Gensler Directs SEC Staff to Review Proxy Advisory Firm Interpretation, Rule
Gensler Directs SEC Staff to Review Proxy Advisory Firm Interpretation, Rule CorpFin Delays Enforcement Recommendations for Now; Two Commissioners Object June 2, 2021 SEC Chair Gary Gensler In a...
June 02, 2021
Tags: Elad Roisman, Gary Gensler, Hester Peirce, Proxy, SEC Corporation Finance
Spotlight on SPACs: SEC Staff Highlight Issues Around Merging with SPACs, UK to Issue Consultation on Listing Standards April 2, 2021 As SPACs – special purpose acquisition companies that...
April 02, 2021
Tags: SEC Corporation Finance
SEC Announces Enforcement Task Force on Climate and ESG
SEC Announces Enforcement Task Force on Climate and ESG Commissioners Peirce, Roisman Question Timing, Recent Focus on ESG March 5, 2021 SEC Acting Chair Allison Herren Lee In the...
March 05, 2021
Tags: Allison Herren Lee, Elad Roisman, ESG, Examinations, Hester Peirce, SEC Corporation Finance, SEC Enforcement
SEC’s CorpFin SEC Should Play Leading Role in Global ESG Reporting Framework
SEC’s CorpFin: SEC Should Play Leading Role in Global ESG Reporting Framework March 16, 2021 John Coates, Acting Director of the SEC’s Division of Corporation Finance, has issued a...
March 16, 2021
Tags: ESG, SEC Corporation Finance
SEC to Public Companies: Disclosures Should Reflect Changes Caused by COVID-19 Pandemic, Info on Future Operations and Needs April 10, 2020 Anticipating release of first quarter earnings and related discussions with...
April 10, 2020
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