Tag: Shareholder Proposals
SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs April 27, 2021 The SEC has reopened the comment period for a proposal to...
April 27, 2021
Tags: Allison Herren Lee, Investment Company, Proxy, Shareholder Proposals
New DOL Proxy Voting Rule: More Principles-Based Approach, But with Continued Skepticism About ESG Investing December 16, 2020 In another step in the race to finalize rulemakings before the...
December 16, 2020
Tags: DOL, ESG, Proxy, Shareholder Proposals
SEC Proposes Troubling Amendments to Proxy Rules Related to Proxy Voting Advice and Shareholder Proposals November 26, 2019 In a 3-2, party line vote, the SEC proposed amendments to...
November 26, 2019
Tags: Proxy Rule, Proxy Voting Advisory Firms, Shareholder Proposals
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