The FSOC/Prudential Regulation Working Group provides the IAA with input on issues related to the potential prudential regulation of investment advisers in light of perceived systemic risks to the financial system. This Group considers written comments to the Financial Stability Oversight Council (FSOC) and international organizations such as the FSB, IOSCO, and the IMF. This Group also assists in advocacy efforts with respect to stress testing and other relevant initiatives.
Meeting Frequency: Periodic conference calls
See Other Member Groups