Sponsors & Partners

ACA Group is a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions – as a strategic partner in serving and advancing the investment adviser industry.

SS&C Advent, a business unit of SS&C, is helping 4,300+ investment firms in more than 50 countries grow their business, minimize risk, and thrive. The Advent Investment Suite (AIS) specifically is built to support investment managers. AIS offers customized and complex portfolio management at scale, rebalancing, trading, compliance, multi-currency accounting, reporting, and performance.

For 40 years, Berkshire Global Advisors has been a leading provider of trusted M&A and strategic advice to the financial services industry. As a global specialist investment bank, our deep market knowledge and relationships enable us to deliver results for our clients. Recognized as a leading advisor in the investment management, securities and related sectors, we have completed more than 435 transactions in this space. Across borders, market cycles and industry sub-sectors, Berkshire Global Advisors provides effective advisory services to CEO’s and their executive teams, business owners and financial sponsors.

Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions offer risk minimization, cost reduction, and process optimization capabilities. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that it easily scales and our clients always stay ahead of the curve.

Salus GRC offers comprehensive compliance and cybersecurity solutions to registered investment advisers, NFA members and broker-dealers. We help manage compliance programs, provide ongoing services, examination preparation, remediation, compliance testing, filings, written procedures and compliance projects. At Salus GRC you will receive personalized service, from experienced professionals. We have built Salus GRC to attract world-class professionals with a focus on providing the highest level of service, using technology-enabled processes.

Wolf & Company has over 100 years of experience and offers a comprehensive suite of assurance, regulatory compliance, and tax services to registered investment advisers, exempt reporting advisers, family offices, and trust companies. Our commitment to quality, along with our registration with and inspection by the Public Company Accounting Oversight Board (PCAOB), instills confidence in both investors and regulators.

The Digital Assets Council of Financial Professionals has partnered with the IAA to offer its Certificate in Blockchain and Digital Assets® to IAA members at a $100 discount. Those who wish to enroll in the program can access the member discount code here.

NRS and the IAA offer the Investment Adviser Certified Compliance Professional (IACCP®) to advance investment adviser compliance as a profession. To date, more than 900 compliance professionals have earned the IACCP® designation.