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Comments on the Department of Treasury’s Review of Regulations

In response to a request for information on regulations for possible repeal, replacement, or modification, the IAA commented on the application of anti-money laundering regulations to SEC-registered investment advisers and the need to broaden exemptions from FBAR filing obligations for certain investment adviser employees.

July 28, 2017

Keywords: AML, FBAR, FinCEN, Treasury Department

Categories & Topics: AML/OFAC, Compliance, FBAR, Reporting

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