Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
This document discusses systems and processing changes at Institutional Trade Processing (ITP), National Securities Clearing Corporation (NSCC), and The Depository Trust Company (DTC) in connection with the transition to T+1.
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