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The IAA outlined considerations for regulations on the use of technology in financial services, the use by advisers of technology, and areas of existing regulations that would benefit from a retrospective review.
The EU AI Act applies to a number of different entities in the AI supply chain. What does that mean for U.S. fiduciary investment advisers that are established or located in the EU and are “deployers” of AI systems?
The ability to integrate smart contracts into the technology stack of financial markets will lead to disruptive changes in how securities are built, held, and traded.
It’s clear that artificial intelligence (AI) is one of the hottest topics across any industry. But what exactly is generative AI, and how can it be used in the investment management world?
More than 600 investment advisory industry professionals convened at the 2024 IAA Investment Adviser Compliance Conference. Across two days, attendees got up to speed on critical industry topics and collaborated with their peers from across the country.
The IAA has formed the AI Working Group to assist its members in navigating the regulatory and compliance issues around rapidly evolving AI technology.
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