IAA Comments on Customer Identification Program Proposal for Investment Advisers
The IAA has recommended changes to the Treasury Department’s and SEC’s jointly proposed Customer ID Program rule for investment advisers.
July 22, 2024
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IAA Comments on Customer Identification Program Proposal for Investment Advisers
The IAA has recommended changes to the Treasury Department’s and SEC’s jointly proposed Customer ID Program rule for investment advisers.
July 22, 2024
Comments on SEC Proposal to Enhance and Standardize Climate-Related Disclosures for Investors
We generally support the SEC’s proposal to require disclosure of material information about climate-related financial risks and climate-related financial metrics and provide recommendations that we believe will further the SEC’s objectives. Having consistent, comparable, and reliable disclosures of material information from public issuers, including disclosures related to climate-related matters, would help investment advisers make informed decisions on behalf of their clients.
June 17, 2022
IAA Comment Letter on Beneficial Ownership (Schedules 13D and 13G)
We recommend changes to proposed accelerated Schedules 13D and 13G filing deadlines, cash-settled derivative securities, and definition of a group.
April 11, 2022
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