SEC’s AMAC Tackles Diversity and ESG, Explores Retail Access to Private Investments, Advisers’ Use of Technology July 12, 2021 In a lengthy open meeting on July 7, the SEC’s...
IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda May 19, 2021 SEC Chair Gary Gensler Sustainable investing, proxy...
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021 The SEC’s Asset Management Advisory Committee’s (AMAC’s)...
AMAC Discusses Private Funds, ESG, and Diversity and Inclusion December 9, 2020 The SEC’s Asset Management Advisory Committee’s (AMAC’s) December meeting focused on private funds, ESG, and diversity and...
Statistics Point to Record-Setting Year for SEC 15 Percent of Investment Advisers Examined October 15, 2020 SEC Chairman Jay Clayton provided an update on the SEC’s results for the...
AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact September 24, 2020 The SEC’s Asset Management Advisory Committee (AMAC) held a meeting on September 16. In his opening...
SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology July 23, 2020 The SEC’s Asset Management Advisory Committee held a special...
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