SEC Investment Management Seeks Input on Cross Trading Rule Amendments Updated March 24, 2021 The SEC’s Division of Investment Management staff is considering amending Investment Company Act Cross Trading...
SEC Adopts Fair Value Rule for Registered Funds December 10, 2020 After many decades of guidance and SEC interpretive releases, the SEC has adopted new Rule 2a-5 under the...
IAA Comments on SEC’s Proposed Rule for Fair Value Determinations by Fund Boards July 23, 2020 The IAA recently submitted a comment letter in response to the SEC’s proposed...
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