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August 02, 2022
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes May 18, 2021 The UK FCA issued a consultation recently to scale back limits...
May 18, 2021
SEC Investment Management Seeks Feedback on MiFID II’s Impact on Research for Advisers
SEC Investment Management Seeks Feedback on MiFID II’s Impact on Research for Advisers September 23, 2020 The SEC’s Division of Investment Management staff is once again actively seeking feedback...
September 23, 2020
European Commission Publishes Proposed Reversal of Unbundling Requirements for Small and Mid-Sized Companies and Fixed Income Instruments August 11, 2020 In a welcome move, the European Commission published draft...
August 11, 2020
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies March 16, 2020 The European Commission recently published a consultation on MiFID II seeking feedback on...
March 16, 2020
SEC Extends MiFID II Research Unbundling No-Action Relief from 2020 to 2023
SEC Extends MiFID II Research Unbundling No-Action Relief from 2020 to 2023 November 25, 2019 On November 4, 2019, staff in the SEC’s Division of Investment Management extended for...
November 25, 2019
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