Richard Best Named Director of SEC’s Division of Examinations
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May 25, 2022
SEC Names Gregus Director of Chicago Regional Office
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November 22, 2021
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director July 14, 2021 Peter Driscoll at the 2020 IAA Compliance Conference Peter Driscoll, who has led the...
July 14, 2021
SEC Chair Names New Corp Fin Director, General Counsel
SEC Chair Names New Corp Fin Director, General Counsel June 15, 2021 Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead...
June 15, 2021
SEC Names Director of Atlanta Regional Office
SEC Names Director of Atlanta Regional Office December 15, 2020 The SEC has named Nekia Hackworth Jones as Director of its Atlanta Regional Office. Jones will join the SEC...
December 15, 2020
Agencies Announce More Leadership Changes
Agencies Announce More Leadership Changes December 10, 2020 CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after...
December 10, 2020
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director of Atlanta Office August 24, 2020 The SEC has named Marc P. Berger as...
August 24, 2020
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program April 27, 2020 Louis Gracia and Vanessa Horton have been named Associate Directors of the Investment Adviser/Investment Company...
April 27, 2020
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